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October 1, 2020: Program Meeting via zoom, Stock Sale MA SJC Ruling
Thursday, October 01, 2020, 11:00 AM - 12:00 PM EDT
Category: NEBBA Meetings

October 1, 2020  Stock Sale MA SJC Ruling

11am via zoom

Open to NEBBA Members Only

Thursday, October 1st at 11:00 AM we have will have a Zoom meeting featuring attorney Marc Clerc who will review the recent Massachusetts SJC decision regarding a broker’s commission in a stock sale. This legal decision is incredibly important for brokers in Massachusetts (sorry NH, ME, VT, RI and CT) and will have a long-term impact on how we should approach a sale when it morphs from asset sale to stock sale until (hopefully) national legislation is passed permitting non-registered broker-dealers from receiving commissions from the sale of securities.

Here is a link to the Mass SJC decision, in case you want to review it ahead of the meeting.

Contact: Linda Vogler - NEBBA Administrator - 978.263.5559 - [email protected]